Skip to content

Compliance

The work of making sure a business actually follows the rules it is subject to, and can prove it did.

The work of making sure a business actually follows the rules it is subject to, and can prove it did.

Why it matters

Compliance costs are a real barrier to entry, which is part of why regulated finance consolidates into large firms.

Related terms

Financial Regulation, AML / KYC, Smart Contract Audit